-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwSbqJKefja2+ORmimxwoarDTXunbJfZsBn4A3KkhBbY/QwuTmQ7Uq+g4LBf0RxO iv5pUdBMALpVkYSddwkcMw== 0001193125-11-035623.txt : 20110214 0001193125-11-035623.hdr.sgml : 20110214 20110214182619 ACCESSION NUMBER: 0001193125-11-035623 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 GROUP MEMBERS: ROTENBURG, L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOSKINS MICHAEL E CENTRAL INDEX KEY: 0001271375 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 811 RONTON SPRINGS RD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78704 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERVASIVE SOFTWARE INC CENTRAL INDEX KEY: 0001042821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742693793 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53293 FILM NUMBER: 11609031 BUSINESS ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122316000 MAIL ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 SC 13G/A 1 dsc13ga.htm AMENDMENT 2 TO SCHEDULE 13G Amendment 2 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

Pervasive Software Inc.

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

715710109

(CUSIP Number)

 

December 31, 2010

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 6


 

CUSIP No. 715710109

 

  1.   

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Michael E. Hoskins

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    1,770,653*

   6.   

Shared Voting Power

 

    0

   7.   

Sole Dispositive Power

 

    1,770,653

   8.   

Shared Dispositive Power

 

    0

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,770,653*

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

    11.0%

12.

 

Type of Reporting Person (See Instructions)

 

    IN

 

* Of these shares, 1,719,518 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares.

 

Page 2 of 6


 

CUSIP No. 715710109

 

  1.   

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Rotenburg, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    Partnership organized under the laws of Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    1,719,518

   6.   

Shared Voting Power

 

    0

   7.   

Sole Dispositive Power

 

    1,719,518

   8.   

Shared Dispositive Power

 

    0

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,719,518

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

    10.7%

12.

 

Type of Reporting Person (See Instructions)

 

    PN

 

 

Page 3 of 6


Item 1.  

(a)

   Name of Issuer:      
     Pervasive Software Inc.      
 

(b)

   Address of Issuer’s Principal Executive Offices:      
     12365 Riata Trace Parkway, Building B, Austin, TX 78727      
Item 2.  

(a)

   Name of Person Filing:      
     Michael E. Hoskins      
     Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC      
 

(b)

   Address of Principal Business Office or, if none, Residence:      
    

Michael E. Hoskins

12365 Riata Trace Parkway, Building B

Austin, TX 78727

     
    

Rotenburg, L.P., a Texas limited partnership

c/o Lowenberg Wealth Management Group

815A Brazos Street, Suite 266

Austin, TX 78701

     
 

(c)

   Citizenship:      
     Michael E. Hoskins - United States of America      
     Rotenburg, L.P. – organized under the laws of the State of Texas      
 

(d)

   Title of Class of Securities:      
     Common Stock      
 

(e)

   CUSIP Number:      
     715710109      
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
     Not applicable.      

 

Page 4 of 6


Item 4.    Ownership      
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.      
   (a)    Amount beneficially owed:      
      1,770,653*      
   (b)    Percent of class:      
      11%      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote      
         1,770,653 shares*      
      (ii)    Shared power to vote or to direct the vote      
         0 shares      
      (iii)    Sole power to dispose or to direct the disposition of      
         1,770,653 shares*      
      (iv)    Shared power to dispose or to direct the disposition of      
         0 shares      
  

*   Of these shares, 1,719,518 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares.

     
Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not applicable.
Item 8.    Identification and Classification of Members of the Group      
   Michael E. Hoskins      
   Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC      
Item 9.    Notice of Dissolution of Group      
   Not applicable.      
Item 10.    Certification      
   Not applicable.      

 

Page 5 of 6


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2011

Date

/s/ Michael E. Hoskins

Signature

Michael E. Hoskins

Name/ Title

 

ROTENBURG, L.P. a Texas limited partnership
By:   CORDOBA LLC, a Texas limited liability company
  By:    Michael E. Hoskins, managing member

February 14, 2011

Date

/s/ Michael E. Hoskins

Signature

Michael E. Hoskins

Name/ Title

 

Page 6 of 6

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